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Stocks

Broker or Brokerage Firm

In the world of finance, a securities firm or registered investment advisor plays a crucial role in connecting investors with the stock market. As a broker, they act as the intermediary between buyers and sellers, facilitating the purchase or sale of listed stock. It's important to note that when acting as a broker, the investment advisor does not own the securities themselves, but rather acts as an agent for their client, charging a commission for their services.

Material Change

In the world of finance, it is important to understand the concept of material change. This refers to any significant alteration in an issuer's affairs that could impact the...

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Capital Gain or Loss

The capital gain or loss is the outcome of selling assets that fall under the category of capital assets according to federal income tax laws. These assets can include stock...

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Venture Capitalist

A pre-IPO investor is someone who provides financial support to a company before it becomes publicly traded. In return, the investor receives a portion of ownership in the c...

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Cum Dividend

In the world of finance, understanding the terms 'dividend', 'cum dividend', and 'ex dividend' is crucial. When an investor purchases shares that are cum dividend, they have...

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