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Stocks

Broker or Brokerage Firm

In the world of finance, a securities firm or registered investment advisor plays a crucial role in connecting investors with the stock market. As a broker, they act as the intermediary between buyers and sellers, facilitating the purchase or sale of listed stock. It's important to note that when acting as a broker, the investment advisor does not own the securities themselves, but rather acts as an agent for their client, charging a commission for their services.

Oversold

The concept of market prices experiencing a rapid and significant decline is commonly referred to as a "steep decline". This phenomenon can be observed when the prices of va...

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Flow-Through Shares Financing

As a finance professor, it's important to understand the concept of flow-through shares. These shares are issued in accordance with a transaction approved by either the TSX ...

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Supplemental Listing

A supplemental listing is a subsequent transaction that occurs after an issuer's initial listing. This involves the listing and trading of a new issue of securities, such as...

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Back-End Load

A mutual fund's sales charge, also known as deferred load, is a fee paid when selling the fund. This fee is typically a percentage of the total amount sold and is used to co...

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