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Stocks

Broker or Brokerage Firm

In the world of finance, a securities firm or registered investment advisor plays a crucial role in connecting investors with the stock market. As a broker, they act as the intermediary between buyers and sellers, facilitating the purchase or sale of listed stock. It's important to note that when acting as a broker, the investment advisor does not own the securities themselves, but rather acts as an agent for their client, charging a commission for their services.

Buy-In

In the world of finance, it is crucial for brokers to understand the concept of failing to deliver securities on the settlement date. This occurs when a broker is unable to ...

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Continuous Disclosure

Corporate disclosure refers to a company's responsibility to disclose important information to the general public, regardless of whether it is positive or negative. This inc...

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Income Statement

A company's financial performance is often measured through its income statement, which details its sales and expenses over a specific period. This document provides a compr...

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Ask Size

When considering investments, it is important to understand the aggregate size in board lots of the most recent ask to sell a particular security. This term refers to the to...

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