Medi Assist Healthcare IPO

Home Stocks

Finance Wiki

Trending Categories

All Financial Terms Financial Instruments Market Entities Corporate Actions Public Offerings Fixed Income Instruments Currency Commodity Mutual Funds Derivatives Trading Terms Taxes

More

Derivatives Trading Terms Taxes Property Fixed Income Credit Cards Options and Futures Stocks Insurance IPO Technicals Retirement Planning Loans Gold Bank Deposits

A

B

C

D

E

F

G

H

I

J

K

L

M

N

O

P

Q

R

S

T

U

V

W

X

Y

Z

#

Stocks

Broker or Brokerage Firm

In the world of finance, a securities firm or registered investment advisor plays a crucial role in connecting investors with the stock market. As a broker, they act as the intermediary between buyers and sellers, facilitating the purchase or sale of listed stock. It's important to note that when acting as a broker, the investment advisor does not own the securities themselves, but rather acts as an agent for their client, charging a commission for their services.

Convertible Security

In the world of finance, we often come across the term "convertible security". This refers to a type of security, such as bonds, debentures, or preferred shares, that can be...

More

Buy-In

In the world of finance, it is crucial for brokers to understand the concept of failing to deliver securities on the settlement date. This occurs when a broker is unable to ...

More

Retractable Security

A redeemable security is one that includes an option for the holder to demand its redemption from the issuer, based on predetermined terms and conditions. This means that th...

More

Capitalization Effective Date

In finance, the term "capitalization change" refers to an alteration in the total amount of a company's shares outstanding. This can happen due to various reasons such as st...

More